To leave a legacy you have to build one.
WEALTH MANAGEMENT THAT PROVIDES PEACE OF MIND.
Many investors believe that in order to protect their capital they have to settle for low-risk investments that hardly outpace inflation. We believe that our clients’ assets should grow to outpace inflation and preserve purchasing power, but should be insulated from periods of extended market decline. Our investment decisions focus on realizing capital appreciation while providing a safety valve to curtail downside risk.
01 ABOUT US
We believe in building relationships and long-term solutions for our clients by offering boutique style consulting backed by long-term experience.
02 PEACE OF MIND
Our primary objective is your peace of mind
From our investment background and wealth management experience, we fully understand that managing the psychological and market risks inherent in investing in today’s markets is a prerequisite to success.
We respect the trust and confidence our clients have in our management skills. In return, we strive to provide our clients with peace of mind and exceptional service.
03 WHAT WE OFFER
Capital Preservation
Wealth Accumulation
Responsive Communications
Peace of Mind
Personalized Service
Risk Management
Accessibility
Financial Planning
04 OUR APPROACH
Investment Vehicle
After identifying attractive market opportunities, we perform a thorough, multi-level screening process on each potential investment in our client portfolios to ensure that returns are maximized and downside is mitigated.
Research & Analysis
We perform extensive research on all areas of domestic and global markets. This includes analysis of countries, sectors, mutual funds & ETFs. We are constantly watching inflation and interest rates and we closely monitor their effect on all areas of the markets.
Daily Monitoring
Model portfolios are monitored and evaluated on a daily basis. Maintaining our boutique approach enables us time for daily review of our clients investment programs allowing us to quickly respond to ever-changing market environments.
Technical Confirmations
Technical analysis is used in identifying primary market trends. Our established set of disciplines eliminates the need for market forecasting and reduces the emotional turmoil of market volatility.
05 DIFFERENTIATORS
We strive for unparalleled communication and service. We are available at any time you have a question or want to review your investment strategy.
Monthly statements are concise and comprehensive. In addition, complete tax-reporting information will be made available to you shortly after year end.
OC Capital Advisory provides frequent market updates that clearly explain what has happened in the financial markets and how market movements have affected portfolios over the relevant period of time.
OC Capital Advisory has retained its original boutique approach to financial planning and investment management.
We handle investments for individuals, couples, families, trusts and partnerships. We work closely with our clients’ accountants and attorneys to ensure that proper estate planning and financial planning are in place.
Our Investment Committee seeks opportunities that meet the overall goals of the various investment strategies employed by OC Capital Advisory along with your specific investment goals. We work as a team, sharing information and expertise to help clients achieve their financial goals. In the ever-changing world of investment and finance, it is our job to proactively understand and prepare you for whatever market environments come our way.
Fidelity Investments® is a service provider to O’Connor Capital Advisory. Fidelity Investments® provides clearing and custody services to O’Connor Capital Advisory. Working with Fidelity Investments® gives O’Connor Capital Advisory access to a wide range of products and services that can help us serve the needs of our clients.
Through our relationship with Fidelity Investments®, you will receive a simplified, consolidated statement each month reflecting all your investment positions and transactions in your Fidelity brokerage account.
06 MEET JIM
Jim O’Connor
PRESIDENT & MANAGING MEMBER
Jim is the President and Managing Member of O’Connor Capital Advisory with offices in Scottsdale, AZ and Coronado, CA. He brings a wealth of experience in the investment, real estate development, and hospitality industries. Jim earned his MBA, MIM from Thunderbird School of Global Management and his undergraduate degree from San Diego State University.
He and his wife Kelly are actively involved with Coronado High School, Islander Sports as well as their church, C3 San Diego.
Contact Us
We are excited to hear from you and to answer any questions you may have about our firm, our services, or your future. Please fill out the form below and someone from our team will get back with you shortly.
SCOTTSDALE, ARIZONA
5635 North Scottsdale Road, Suite 170
Scottsdale, AZ 85250
(480) 729-6260
CORONADO, CALIFORNIA
1172 Orange Ave, 2nd Floor
Coronado, CA 92118
(619) 537-0100
Contact Us
SCOTTSDALE, ARIZONA
5635 North Scottsdale Road, Suite 170
Scottsdale, AZ 85250
(480) 729-6260
CORONADO, CALIFORNIA
1172 Orange Ave, 2nd Floor
Coronado, CA 92118
(619) 537-0100
We are excited to hear from you and to answer any questions you may have about our firm, our services, or your future. Please fill out the form below and someone from our team will get back with you shortly.
FIDELITY INVESTMENTS®
Fidelity Investments® is a service provider to O’Connor Capital Advisory. Fidelity Investments® provides clearing and custody services to O’Connor Capital Advisory. Working with Fidelity Investments® gives O’Connor Capital Advisory access to a wide range of products and services that can help us serve the needs of our clients. Through our relationship with Fidelity Investments®, you will receive a simplified, consolidated statement each month reflecting all your investment positions and transactions in your Fidelity brokerage account. Log into your Fidelity account by visiting: Fidelity.com
Fidelity Investments is an independent company, unaffiliated with O’Connor Capital Advisory. Fidelity Investments is a service provider to O’Connor Capital Advisory. There is no form of legal partnership, agency affiliation, or similar relationship between your financial advisor and Fidelity Investments, nor is such a relationship created or implied by the information herein. Fidelity Investments has not been involved with the preparation of the content supplied by O’Connor Capital Advisory and does not guarantee, or assume any responsibility for, its content. Fidelity Investments is a registered service mark of FMR LLC. Fidelity Clearing and Custody provides clearing, custody, and other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC. [eReview number 755903.2.0]
O’Connor Capital Advisory, LLC
O’Connor Capital Advisory, LLC (OCA) is a registered investment adviser in the States of Arizona and California. OCA may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.
Past performance is not indicative of future returns, and the value of investments and the income derived from them can go down as well as up. Future returns are not guaranteed, and a loss of principal may occur.
